Brodie Waddell
Over the last two decades, the number of new PhDs in history has grown much faster than the number of new undergraduate students or the number of academic staff in the UK. That’s my main finding from far-too-many hours spent rooting through old spreadsheets.
Last week, I published a post with some rough and very rudimentary analysis of the number of PhDs compared to the number of undergrads in ‘historyish’ fields. My conclusion was that the ‘supply’ of PhDs was rising faster than the ‘demand’. Since then, thanks to feedback from a wide range of commenters on the blog and on twitter, and thanks especially to Rachel Stone for alerting me to some additional data from the Institute for Historical Research, I’ve been able to refine and extend my conclusions. Although the depressing headline is roughly the same, I thought it would be helpful to set out what I’ve found.
The picture since 1995
The most solid and consistent figures begin in 1995/96, when we have numbers for first-year full-time undergraduates studying history (6,123), doctorates obtained in history (239), and teachers of history in higher education (2,665). We then have figures right through to 2013/14, when there were 12,615 of the same undergrads, 625 PhDs, and 3,366 teachers. When we index all these numbers to 100 in 1995/96, this suggests the number of undergrads has risen by 106%, PhDs by 162%, and teachers by only 26%.
However, as you can see on the chart above, there was apparently a huge jump in undergrads (63%) and PhDs (34%) in 2002/03. This seems to have been caused by a change in the way HESA categorizes different subjects, rather than an actual change in student numbers. There was only a five percent increase in the number of ‘theses in history’ as measured by the IHR and a four percent increase in the number of non-subject-specific student numbers listed by HESA. So, in order to account for that, I’ve ‘corrected’ all of the pre-2002 student and PhD data by applying a multiplier which reduces the large ‘artificial’ jump in that year to only four percent. The ‘corrected’ numbers are less dramatic than the ‘uncorrected’ ones, but still worrying. Here, the number of undergrads has risen by 31%, only slightly more than the number of teachers, whereas PhDs have risen by 103%.
The precise shifts in the balance between undergrads, teachers and PhDs is unknowable thanks to changes in categorization and data collection. Nonetheless, several points emerge.
The number of people teaching history has not been swamped by the growth in undergraduate students. There is no strong evidence for a dramatically worsening staff to student ratio, once the ‘correction’ in 2001-02 has been included. This was a surprise to me, so perhaps I’m misinterpreting something, but the conventional wisdom of ever-growing class sizes doesn’t seem to hold.
However, the number of new history PhDs minted each year far exceeds the slowly rising numbers of undergraduates and staff. This means that the ‘supply’ of PhDs is much larger than the ‘demand’, and this gap is probably growing worse every year as previous cohorts remain on the job market after graduation. There were 625 PhDs granted in history in 2013-14, but only 3,366 staff, so unless one in five university historians are retiring every year, most of those new PhDs will not obtain a permanent post.
Casualisation
What about the ‘quality’ of the jobs available? One of the main concerns of current early career historians is ‘casualisation’ through the apparent rise of fixed-term, part-time or hourly-paid posts. As someone who has only just escaped from a fixed-term contract, this is something I’m very aware of, so I decided to see if I could find any numbers that show whether this was a trend. Unfortunately, I was not able to find any specific to the subject of history, but I did find a few on university teaching in general.
The HESA has been collecting data on ‘open’/’permanent’, ‘fixed-term’/’temporary’ and ‘other’/’atypical’ academic contracts since 1995. Unfortunately, it only has the numbers for 2008-13 online, but several years ago the University and College Union published an analysis of the HESA numbers for 1995-2005. In theory, the numbers from each source may be comparable, because the definition of ‘other’ used 1995-2002 (‘staff employed on an hourly paid or otherwise casual basis’) could overlap with ‘atypical’ used 2008-13 (‘working arrangements are not permanent, involve complex employment relationships and/or involve work away from the supervision of the normal work provider’). However, I suspect that ‘atypical’ is actually a much wider category, so they may not be comparable after all. Still, at least these two sets of figures give us a sense of the rough proportions and can be used for comparisons within the two periods.
Broadly speaking, I found surprisingly little change in the proportion of academics on temporary contracts within each period. The proportion ranged from 42% to 45% in 1995-2004 and from 53% to 56% in 2008-13. In neither period was there a noticeable trend towards more insecure contracts. As noted above, the substantial rise in insecure contracts between 2004 and 2008 may be partly real, but it is probably largely the result of changing definitions. Further analysis of the HESA numbers for the intervening years (which are not online) is needed before drawing any firm conclusions. For now, I will simply say that the proportion of academics on insecure contracts does not appear to have changed significantly over the last six years.
Whatever the trends over time, currently over half of all academics are on insecure contracts, a proportion that I believe is much higher than necessary. Moreover, the figures here do not distinguish between, for example, a well-paid full-time three-year lectureship and a poorly-paid part-time nine-month teaching fellowship. The latter may well be becoming more common. If anyone is willing, it would be very illuminating to track adverts for history teachers on jobs.ac.uk over the next year to gauge the type of posts available.
The picture since the 1960s
Although the wider story of academic history teaching in the twentieth century has already been neatly summarized by Alan Booth, the basic figures are nonetheless interesting. Over the longer term, the number of students, PhDs and teachers in history have all risen substantially, with especially strong growth in the number of undergraduates. The data before 1995 are much less consistent and reliable than the more recent HESA numbers, but the IHR has scattered figures going back as far as 1921.
We can see major growth in staff and students in the 1960s, when many new universities were founded, though there are no usable numbers for PhDs. From the 1970s, the IHR have figures for all three groups. In the mid-1970s, there were 7489 undergraduates in history, approximately 450 PhDs granted, and 1,851 teachers. There was clear growth in the late 1970s, but in the early 1980s the number of undergrads and teachers both contracted, thanks mostly to funding cuts and hiring freezes. This was only a temporary setback because by c.1990, there were still more students (9,525), PhDs (509) and teachers (2,168). Then, in the early 1990s, there was a massive increase in students and, to a lesser extent, teachers. This is partly due to changes in the sources of the figures (especially for students), yet it was probably caused primarily by the ‘new universities’ created since 1992. Many new historians seem to have been hired at this point, as the number of teachers rose by nearly 500 (23%) between 1990 and 1995. Perhaps this was the ‘golden age’ of hiring we’ve been searching for?
I’m sure that each of you will draw slightly different conclusions from this, but here are a few that stood out for me.
First, the very rapid and disproportionate growth in new PhDs in history since the mid-1990s needs to be more widely acknowledged. We all know the job market isn’t very good, but current historians need to speak frankly to any potential new doctoral students about this before taking them on, and current graduate students need to consider this carefully. This does not mean that only the independently wealthy should do PhDs in history, but it does mean that we all need to think harder about the value and use of a doctorate in history beyond a conventional university post. Can you recommend any resources on alternatives to the academy for historians?
Second, we need much better monitoring of academic employment, especially at the subject level. The figures from HESA for the HE sector as a whole are potentially indicative, but far from conclusive. If we want to make informed decisions about education and employment, and if we want to ensure that all academics are treated fairly, we need to keep track of the number and quality of jobs in history. I hope that the IHR, HistoryUK, the RHS or the UCU will take this on, because it is not really a job for an individual amateur like me. Perhaps History Lab and History Lab Plus can canvass their members about this and push for it?
Finally, I think it is safe to say that the study of history has expanded immensely since the 1960s, with major growth in every decade except perhaps the 1980s. I believe that society benefits from more people learning and teaching history, and by that measure, we have succeeded admirably. We must not be complacent about the worrisome trends described above, but neither should we ignore the fact that many more people are now able to study history than could in the past.
Acknowledgement, data and definitions
I’m grateful to the many bloggers (and tweeters) whose discussion of the position of early career historians inspired and informed this post. They are listed at the bottom of my previous post. I’m even more grateful to those of you who pointed me to online data (Sharon Howard, Rachel Stone), crunched some numbers (Matthew Grant), spurred me to look into casualisation (Catherine Fletcher and others) or otherwise provided feedback.
I’ve put all of the data for the figures and charts into a spreadsheet available here. Feel free to use any of it however you’d like, though an acknowledgement would be nice. Let me know if you spot any errors.
‘History’ v. ‘Historyish’: After some poking around, I was able to find ‘subject’ level data for undergraduates and doctorates on the HESA website. This means that the figures in this post are for specifically ‘history’ degrees rather than the broader ‘historyish’ category (‘humanities’ or ‘historical and philosophical studies’) used in the previous post. For ‘history’, I have used ‘history’ and ‘economic and social history’ to 2001 and ‘history by period’, ‘history by theme’, ‘history by area’ from 2002, when the categories change.
‘Teachers of history’: I was unable to find any figures from the HESA on for staff numbers by subject, so I have instead used the ‘teachers of history in HE’ figures from the IHR’s Teachers of History. I compared these to the staff figures from REA/REF gathered by Matthew Grant and this suggests that the IHR numbers are probably too high overall, but that the change between c.1995 and c.2014 is similar for both the IHR (26%) and Grant’s numbers (23%).
PhDs obtained: For the 1995-2014 figures, I have used the HESA numbers, which I believe are the most accurate. The IHR also has figures for ‘theses in history’ stretching back much earlier, which I used for the long-term trends, but these seem less consistent and are missing for some recent years, so I have only used them when necessary. Also, Jonathan asked if perhaps there were an increasing number of people doing PhDs who were not aiming for academic jobs (e.g. retirees), thus easing the pressure on the job market. Unfortunately, this doesn’t seem to be the case. If anything, there has been a shift toward more full-time doctoral students in the last decade, though again better monitoring and more systematic investigation might reveal otherwise.
A fascinating and very important piece of work – thanks for putting in all this effort and doing such a superb job! However, I think it’s a mistake to assume that all PhD students set out with the sole ambition of obtaining a teaching job in HE, and are disappointed and disillusioned if they don’t get one. That certainly wasn’t the case for me, or for several others in my circle; but then, that was back in the mid-1980s at the height of Thatcherism, when, for example, a current very eminent History professor was scratching a living as a motorbike despatch rider in the West End. In my case, I always knew I’d probably go back into secondary teaching, which provided much more secure and remunerative employment than HE (particularly after I was promoted to deputy head), plus significantly greater academic freedom, e.g. in terms of being able to write what I wanted to write, when I wanted to write it. I know several other History PhDs, both from that era and from the last few years, who always intended to use their qualifications as springboards into other kinds of career. Given that the supply of jobs in HE is very unlikely to improve in the near future (= ever?), surely the only logical solution to the perceived problem of too many postgraduate students chasing too few HE jobs would be to greatly restrict the numbers allowed to start PhDs – and that would be hugely detrimental to historical research as a whole, and to the wellbeing of the discipline. As you imply, ensuring that postgraduates are completely realistic, open-minded and pragmatic about the job options available to them is a much better strategy.
I agree completely and you’re right that I haven’t made that clear here. In my previous post I noted that we should not simply assume that academic jobs for new PhDs are a ‘Good Thing’. We should not neglect the contributions of people with historical training to non-academic fields (e.g. ‘alt-ac’ jobs) and the value of doctoral study to people from all walks of life, irrespective of their career goals. In fact, I hope that this post will push people to think harder about the problem with equating PhDs with academic careers. As your own experience shows, a doctorate can be a ‘springboard’ for all sorts of fulfilling work.
I think it would be useful to think about these trends in light of of Peter Mandler’s recent lectures on British higher education https://vimeo.com/113235325
His argument that there was ‘pent up demand’ for undergraduate places over the last 50 years might have a bearing on what is happening here i.e. having many more people educated to degree level will in turn increase demand for post-grad study.
Having said that, it is also worth trying to compare across disciplines and ask if this is specific to history. Now being in a role where I work with research students across a humanities and social sciences faculty, it is striking how few PhD students some social sciences disciplines now take. People only do Sociology/Criminology/Politics/Languages with research council funding. Economics, on the other hand, has good numbers, probably related to the perceived career advancement a PhD would bring. History seems to attract a mix of motivations: those who want to be academic historians; those who are doing it for the personal challenge; those who do it for career advancement. it is worth highlighting the latter – in heritage, museums and libraries a PhD does aid career development.
This is anecdotal though and we clearly need much better data. It would be interesting to have a breakdown for Home/EU/international students, for example.
Thanks for adding your thoughts, Will. These posts have focused specifically on history because I wanted to nice, clear numbers. For example, ‘theology’ is included in HESA’s ‘humanities’, but I suspect that it has followed a different trend than history over the last few decades! Also, as you say, the range of people who do PhDs in history is probably wider than some other subjects.
That said, you’re absolutely right that its a bit parochial to ignore the fact that most of these issues apply to many other subjects and some probably apply to academia as a whole (e.g. casualisation). Historians should not merely lobby for ‘our’ subject: we need to think about what is best for the educational system as a whole. Peter Mandler, who kindly added his own thoughts (below), has been doing great work in looking at the bigger trends.
Great work Brodie. On alternative career choices post-PhD, my friend Chris Humphrey runs a website devoted to how to market yourself outside of academia: jobsontoast.com
Thanks, John. Chris’s site seems to have plenty of promising material on it. I also came across this from the AHA on ‘The Malleable PhD’, which includes several posts on alt-ac routes: http://blog.historians.org/tag/malleable-phd/ And they have a new site/project on ‘career diversity for historians’ that has a range of resources: http://www.historians.org/jobs-and-professional-development/career-diversity-for-historians
Via email, Peter Mandler, President of the Royal Historical Society, writes:
I’m really glad that you’ve taken up the difficult task of coming up with some rough comparative numbers for UGs, PhDs and staff in History. As you say, a complex and probably thankless task!
I have done a lot of these calculations for UG numbers over the last 50 years – you can find some very general trends in a paper I recently published in Twentieth Century British History on the fortunes of the humanities over this period [‘The Two Cultures Revisited: The Humanities in British Universities Since 1945’]. As you appreciate, long-term trends at a more granular level are difficult because of changes in coding, etc. (For example, the jumps you identify in the HEFCE figures from 2002 resulted from new codes that I think they introduced to try to disaggregate ‘mixed/combined’ degrees, which had proliferated since they started counting the former polys. Other jumps depend on whether and when the various counters do begin to count the former polys.) UG numbers in History have probably in fact increased 5x since the mid-’70s, in large part because the polys started to teach more humanities from then, and then in the expansion from the late ’80s *all* institutions were teaching more students of all kinds. We ought to be better at telling that story.
Counting staff is almost impossible for the reason you cite – casualization. The indices mostly only count FT staff and GTAs and temporary teaching fellows get left out. You are quite right to emphasize that point.
But I’m less enthusiastic about just comparing PhDs to jobs. Not only because of the kind of jobs on offer. But also because there has been a general uprating of educational qualifications and more people are getting Master’s and even PhDs now to qualify for a wider range of jobs – not just academic jobs. That too is a good thing – a more educated workforce. (I’m not too concerned about ‘overeducation’ – are you?) A number of my own PhD students have never expected or wanted academic jobs, but have found very satisfying research and research-related jobs in a range of other disciplines. By focusing on the PhD to academic job ratio, we encourage anxiety among those who do want academic jobs and discount the interests and desires of those who don’t.
So I am very keen on general discussions of the kind you have initiated, but less keen on close and regular monitoring of some elusive index, which can easily become a misery index, in which people read the headline and forget all the caveats that you rightly embed. But I do think we need to keep an eagle eye on casualization. The RHS started doing something about this in developing a Code of Practice for temporary teaching staff. We have limited resources but I am sure we can and should do more.
Many thanks for your comments. Your ‘Two Cultures’ article is an excellent example of the sort of rigorous and properly contextualised analysis of the history of our disciplines that I think we need much more of. It might help defuse some of the panicked hang-wringing about ‘crisis’ that we’ve heard so much of lately. Regarding the issue of comparing PhDs to jobs, I can certainly understand your worries about inadvertently creating a ‘misery index’ that might simply dissuade people from pursuing higher studies in history rather than inspiring constructive reforms. That’s an aspect I hadn’t thought about. However, as you’ll see from my latest post, I do still think we need to track these numbers or we risk burying our heads in the sand. It is, to my mind, better to have some hard data than endless anecdotes and rumors swirling around. If the RHS (understandably) doesn’t want to publish a simple index of PhD/jobs that is perfectly reasonable, but it still would strengthen the profession for the RHS (and/or IHR) to track such figures systematically, so that we as historians can make informed decisions about our careers and about the discipline as a whole. Perhaps what might work best is if the RHS had a single page that set out clearly the most plausible post-PhD career routes, in which academia was treated as one of several rather than the ‘norm’ with alternatives only briefly alluded to.
I hope that I may be allowed to make a point at a tangent to the main lines of this discussion. The figures for students studying for undergraduate degrees in history, for those gaining Masters or Doctoral degrees, and for staff, whether employed full or part-time, are of great interest and importance. I have no doubt at all about the utility of degrees in history for entry into other professions. However, I am also concerned about those who, for one reason or another, are committed to the discipline but find themselves unable to pursue their studies after finishing their first degrees or are forced to abandon postgraduate degrees before they can complete them. This is a constituency that ought to attract much greater attention. If history’s place in higher education in this country is left to accountants and administrators as well as politicians, I fear for it. The means to help this wider group are to hand via the internet, audio and video conferences and recordings, on-line academic journals and databases, MOOCS or free universities or institutes. It is one thing to analyse what has been happening over recent decades but better still to tackle the problem I have outlined in a new and more far-reaching way.
Christopher Thompson
Yes, making historical study and research more accessible to those who miss out on a postgraduate degree (or an academic position) ought to be a key goal moving forward. I think this would be a good unto itself (a more historically knowledgeable society is a better society) and perhaps it make the problems of funding and jobs less acute if the research resources available to those outside universities were equal to those enjoyed by insiders.
I have raised the issue of the loss of people deeply interested in the discipline of history but obliged by circumstances to lose contact with the subject after completing their undergraduate or postgraduate degrees on my blog and in comments in other places on a number of occasions. To my regret, I have not really succeeded in starting a wide-ranging debate although most academic historians recognise the importance of this haemorrhaging process and agree that something ought to be done. The fundamental question is what can or should happen to maintain links with such people.
If contacts are to be maintained with those who wish to sustain their interest in history after leaving universities, there must be mechanisms in place to facilitate this process. In other words, there should be forums for discussion, links to academic databases and networks of historians covering university departments and those beyond employees and students. I have been giving some thought to how this problem may be tackled whilst trying hard not to be too prescriptive.
The first idea that has come to mind is to utilise the resources of the web to provide an overarching site linking these two groups. It is perfectly possible to find blogs that provide news, comments, lists of events, etc., and websites that provide details of forthcoming conferences and seminars, of prospective publications, reviews of recently published books. Other sites reproduce audio and video recordings of lectures and seminars. There are other places where one can find downloadable copies of published documents and of older books. Some academic journals offer temporary access to articles in their contemporary editions or to older articles after a certain laps of time. It is not as though historians generally are short of material to exploit as a random search of Twitter will show.
I wonder whether, for early modern historians in particular, it would be worth trying to construct a website offering pages covering (and linking to):
• News
• Academic journals
• Books
• Book reviews
• Documentary sources
• Audio and Video recordings
• Comments and debates
• Blogs
• Forthcoming publications
• Seminars
• Conferences
• Historians
• Papers available online
• Using Skype to host discussions
These are preliminary suggestions of mine. It might also be possible to seek volunteers amongst academic historians willing to help independent historians secure copies of articles that the latter cannot gain access to directly. Others will certainly have further and better ideas. I am strongly tempted to try to create such a site. If anybody is interested in helping me, please contact me.
That sounds like an excellent idea to me, Christopher. It would be great if there was a central site that included all of that. Unfortunately, I suspect that creating and maintaining such a comprehensive site would be close to a full-time job! In the meantime, your own site already covers some of this, and Sharon Howard’s suit of sites is excellent for early modern blogs and online resources (http://sharonhoward.org/earlymodern.html).
Dr. Waddell,
I appreciate the effort you put into the data and find the topic interesting. One thing that strikes me in discussing the relationship between PhDs and academic positions is that not all history doctorates are the same. The likelihood of graduate students becoming faculty varies depending on the region and time period of study. I made a very amateurish analysis of the field of Canadian History (http://activehistory.ca/2015/08/is-pre-confederation-history-actually-declining-a-response-to-thomas-peace-and-robert-englebert/) and noticed that approximately 1 in 10 doctoral students studied the period before 1867 but 1 in 4 faculty did so. The job markets are radically different for experts on the two periods and I would expect that similar trends hold in other countries. If PhDs, undergraduates and faculty are going to be systematically measured, it is probably worth tracking a few subdivisions in the field.
David Zylberberg
Thank you for the link to your analysis of the Canadian situation. The subfield level numbers are very interesting and, as you say, they don’t all move in the same direction. There is some IHR data on subfields for British PhDs, but it is very messy. Rachel Stone attempted to look at the data for medieval history (https://manyheadedmonster.wordpress.com/2015/09/02/the-job-market-for-historians-some-data-1995-2014/comment-page-1/#comment-4221) and I’m sure with enough patience further analysis of this type could be done. I suppose the only question is the utility of such numbers: how could they be used to move us towards a stronger and more equitable historical community?
If the subfield numbers could be easily collected, they would make a useful contribution to the two of the suggestions you have recently made for using this data to strengthen the profession. They would be particularly useful to describe the profession to incoming PhD students. Presenting the overall relationship between Phds granted and teaching positions would make some decide against further study and others to be more serious throughout the program about preparing for non-academic employment. Presenting the subfield numbers would have a greater influence in those fields with a higher ratio of new phds to teaching positions. You also suggested that faculty should contribute to non-academic outcomes and programs might look at creating internships. The psychological effect on faculty of seeing particularly bleak prospects for students in their subfields would make them more motivated to make those changes.
Via email from Adam Smith, Honorary Secretary of the Royal Historical Society:
If I may come in on this: I’d be really interested to hear what you think it would be useful for the RHS to try to COUNT, and I’d also be interested to hear what kind of advice, information or anything else we should be providing about these issues.
On the second issue, as Peter says, we have drawn up a Code of practice for departments hiring fractional & temp staff and, as you may know, we’ve been working with History Lab Plus to provide support and information to ECRs and we have some stuff on our website. see http://royalhistsoc.org/early-career-historians/
There are probably other things we could usefully do.
I’d be really interested to hear your thoughts about what you’d like to see the RHS doing. And in the meantime, thanks for your efforts to add some data to the sometimes rather frustrating debate that’s been swirling on twitter about the fate of ECRs in History since Matt Lyon’s article in HT!
Thanks for your encouragement, Adam. I’ve tried to set out in my new post exactly what I think we should be counting. As I said to Peter, we already have plenty of anecdotes and I suspect some of these figures will end up floating around anyway, so it would be better for the RHS to provide a central and ‘official’ place for them to be available, which could then also provide practical advice to new PhDs.
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